SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Cacioppo James

(Last) (First) (Middle)
C/O JUSHI HOLDINGS INC.
301 YAMATO ROAD, SUITE 3250

(Street)
BOCA RATON FL 33431

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/12/2022
3. Issuer Name and Ticker or Trading Symbol
Jushi Holdings Inc. [ JUSH/JUSHF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
08/12/2022
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Subordinate Voting Shares 4,519,627(1) D
Subordinate Voting Shares 2,500,000 I OEP Opportunities, L.P.
Subordinate Voting Shares 1,400,000 I One East Capital Advisors, L.P.
Subordinate Voting Shares 2,703,350(1) I One East Partners L.P.
Subordinate Voting Shares 795,488 I ST2 LLC
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (2) 10/27/2031 Subordinate Voting Shares 80,000 3.91 D
Stock Option (right to buy) 04/17/2022 04/17/2029 Subordinate Voting Shares 2,385,000 2 D
Stock Option (right to buy) (3) 07/28/2032 Subordinate Voting Shares 3,000,000 1.93 D
Warrant (right to buy) 06/10/2019 06/10/2029 Subordinate Voting Shares 2,500,000 1 I OEP Opportunities, L.P.
Warrant (right to buy) 06/10/2019 06/10/2029 Subordinate Voting Shares 2,500,000 1 I One East Partners L.P.
Warrant (right to buy) 06/10/2019 06/10/2029 Subordinate Voting Shares 5,000,000 1 D
Warrant (right to buy) 06/10/2019 06/10/2029 Subordinate Voting Shares 1,375,000 0.5 I One East Capital Advisors LP
Warrant (right to buy) 06/10/2019 06/10/2029 Subordinate Voting Shares 1,400,000 1 I One East Capital Advisors LP
Warrant (right to buy) 07/11/2020 12/23/2024 Subordinate Voting Shares 1,500,000 1.25 I OEP Opportunities, L.P.
Warrant (right to buy) 09/27/2018 09/27/2023 Subordinate Voting Shares 175,000 1.5 I One East Partners L.P.
Warrant (right to buy) 07/11/2020 12/23/2024 Subordinate Voting Shares 1,500,000 1.25 I One East Partners L.P.
Warrant (right to buy) 06/10/2019 06/10/2029 Subordinate Voting Shares 150,000 1.35 I One East Management Services, LLC
Warrant (right to buy) 06/10/2019 06/10/2029 Subordinate Voting Shares 10,000 2 I One East Management Services, LLC
Warrant (right to buy) 07/11/2020 12/23/2024 Subordinate Voting Shares 3,000,000 1.25 I Serpentine Capital Management II LLC
Warrant (right to buy) 07/11/2020 12/23/2024 Subordinate Voting Shares 900,000 1.25 I JAC Serpentine, LLC
Explanation of Responses:
1. 100,000 shares previously reported as owned directly should have been reported as owned indirectly by One East Partners L.P.
2. One-third of the Option will vest on each of the first, second and third anniversaries of the Vesting Commencement Date (5/1/2021), subject to continuous service.
3. 33.33% of the total number of Shares subject to the Option shall be vested as of the Date of Grant (7/28/2022) and 33.33% of the total number of Shares subject to the Option will vest on each January 1 thereafter, subject to continuous service.
Remarks:
/s/ Louis Jon Barack, attorney-in-fact 02/01/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.